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Nichole Ruth

EXCEPTIONAL WEALTH & FAMILY OFFICE
COLORADO SPRINGS, CO 80903
Some features on this profile are disabled
CRD#: 7591602
NR

Professional summary

Nichole Ruth, who also goes by Cole Ruth, Nichole Noelle Ruth-vanantwerpen, is a registered financial advisor currently at EXCEPTIONAL WEALTH & FAMILY OFFICE located in Colorado Springs, Colorado.

Nichole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Nichole has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Cole Ruth | Nichole Noelle Ruth-Vanantwerpen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nichole Ruth's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 29, 2026 - Present

EXCEPTIONAL WEALTH & FAMILY OFFICE

Office #1: 422 East Vermijo Avenue, Suite 200a, Colorado Springs, CO 80903
RIA
CRD#: 340444
COLORADO SPRINGS, CO
Past

July 13, 2022 - May 7, 2026

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
PALM DESERT, CA
Past

July 5, 2022 - May 7, 2026

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
PALM DESERT, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/29/2026)
IAR
Colorado
(4/29/2026)
IAR
Texas
(4/29/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/6/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/11/2022
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/13/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/22/2021
Securities Industry Essentials Examination

Current Firm

EW
EXCEPTIONAL WEALTH & FAMILY OFFICE
EC VENTURES V LLC | EXCEPTIONAL WEALTH & FAMILY OFFICE

CRD#: 340444 / SEC#: 801-135545

RIA
Registered Investment Advisory firm - (3/12/2026 120-Day Approval)
PREMIUM
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Contact information

Main Address
422 East Vermijo Avenue, Suite 200a, Colorado Springs, CO 80903
Mailing Address
Phone number
(719) 715-4179
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (3 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV 2A JANUARY 2026 (2/11/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EXCEPTIONAL WEALTH & FAMILY OFFICE

CRD#: 340444Colorado Springs, CO 80903

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