Seroor H. Zura
Professional summary
Seroor H Zura, who also goes by Seroor Zura, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.
Seroor is registered as a RR (Registered Representative) and started their career in finance in 2023. Seroor has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Seroor H Zura's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2023 - Present
ADP BROKER-DEALER, INC.
Office #1: 71 Hanover Road, Florham Park, NJ 07932March 16, 2023 - September 11, 2023
PAYCHEX SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/16/2024)
(9/25/2023)
(2/17/2025)
(10/17/2023)
(6/27/2025)
(9/17/2024)
(5/19/2025)
(3/5/2025)
(9/9/2025)
(9/18/2024)
(11/8/2023)
(3/5/2024)
(5/2/2025)
(5/15/2024)
(2/22/2024)
(12/22/2023)
(12/12/2023)
(12/4/2024)
(6/5/2024)
(11/2/2023)
(8/23/2024)
Exams
Series 6TO
Date: 3/16/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
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