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FIRM PROFILE
Overview
ADP BROKER-DEALER, INC. is located at One Adp Boulevard, Roseland, NJ 07068-1786 and was first established at Woodbridge, New Jersey in 07/12/1994. After operating for 31 years, ADP BROKER-DEALER, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ADP BROKER-DEALER, INC.’s clients are individuals and 0% of their clients are high net worth individuals. ADP BROKER-DEALER, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ADP BROKER-DEALER, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ADP BROKER-DEALER, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ADP BROKER-DEALER, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ADP BROKER-DEALER, INC. Comes From
Understanding the Statistics for ADP BROKER-DEALER, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
One Adp Boulevard, Roseland, NJ 07068-1786
71 Hanover Road Ms - 580, Florham Park, NJ 07932
Large
(973) 712-2316
New Jersey since 07/12/1994
Corporation
June
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | ||
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 | |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 | |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 | |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 | |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 | |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 | |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 | |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
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Advisor's working at ADP BROKER-DEALER, INC.
Evan Michael Scherer
William Hamilton Ferguson
Mara Paulina Rodriguez
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