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CS

Casey Scoggin

GENESIS CAPITAL
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 7590593
CS

Professional summary

Casey Scoggin, who also goes by Casey Scoggin, Casey Scoggins, is a registered financial professional currently at GENESIS CAPITAL, LLC located in Atlanta, Georgia.

Casey is registered as a RR (Registered Representative) and started their career in finance in 2022. Casey has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Casey Scoggin | Casey Scoggins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Casey Scoggin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 29, 2022 - Present

GENESIS CAPITAL, LLC

Office #1: 3414 Peachtree Road, Ne Suite 700, Atlanta, GA 30326Office #2: 3414 Peachtree Road, Ne Suite 700, Atlanta, GA 30326
BD
CRD#: 128801
Atlanta, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(10/24/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 10/21/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/29/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/22/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GENESIS CAPITAL, LLC
G.C. SECURITIES, L.L.C. | GENESIS CAPITAL, LLC

CRD#: 128801 / SEC#: , 8-66178

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3414 Peachtree Road, Ne Suite 700, Atlanta, GA 30326
Mailing Address
3414 Peachtree Road, Ne Suite 700, Atlanta, GA 30326
Phone number
(404) 816-7535
Established
Georgia since 04/18/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
JONGO INC.MEMBER/OWNER
COLLIER, MARY ALEXANDRACHIEF COMPLIANCE OFFICER6478463
ELLIS, JEREMY ALEXANDERFINOP3064632
GOLDMAN, JONATHAN DAVIDMANAGING PARTNER & CEO2003729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GENESIS CAPITAL, LLC

CRD#: 128801Atlanta, GA 30326

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