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Mary Alexandra Collier

GENESIS CAPITAL
ATLANTA, GA
·CRD# 6478463·11 years experience

Professional Summary

Mary Alexandra Collier, who also goes by Mary Alexandra Barney, is a registered financial advisor currently at GENESIS CAPITAL, LLC located in Atlanta, Georgia. Mary is registered as a RR (Registered Representative) and started their career in finance in 2015. Mary has worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mary Alexandra Barney

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

GENESIS CAPITAL, LLC·CRD# 128801
BD
1. 3414 Peachtree Road, Ne Suite 700, Atlanta, GA 303262. 3414 Peachtree Road, Ne Suite 700, Atlanta, GA 30326
July 13, 2015 - Present

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Current Firm

GC
GENESIS CAPITAL, LLC

G.C. SECURITIES, L.L.C. | GENESIS CAPITAL, LLC

CRD#: 128801 / SEC#: 8-66178
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

3414 Peachtree Road, Ne Suite 700, Atlanta, GA 30326

Mailing Address

3414 Peachtree Road, Ne Suite 700, Atlanta, GA 30326

Phone Number

(404) 816-7535

Established

Georgia since 04/18/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (24 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
JONGO INC.MEMBER/OWNER—
CAMPBELL, ROBERT NMNFINOP1349154
COLLIER, MARY ALEXANDRACHIEF COMPLIANCE OFFICER6478463
GOLDMAN, JONATHAN DAVIDMANAGING PARTNER & CEO2003729

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Georgia
(7/14/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2015About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jan 2016About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mary Alexandra Collier's CRS (Customer Relationship Summary).

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