Saurin S. Makim

BAYSTATE WEALTH ADVISORS LLC

NEWTON, MA

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CRD#: 7589943

Professional summary

Saurin Sukumar Makim, who also goes by Saurin S Makim, is a registered financial advisor currently at BAYSTATE WEALTH ADVISORS LLC located in Newton, Massachusetts.

Saurin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Saurin has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Saurin S Makim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Saurin Sukumar Makim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2022 - Present

BAYSTATE WEALTH ADVISORS LLC

RIA

CRD#: 322531

NEWTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/3/2024)

IAR

Massachusetts
(9/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/4/2022

Uniform Investment Adviser Law Examination

Current Firm

BAYSTATE WEALTH ADVISORS LLC

CRD#: 322531 / SEC#:

Illinois

Registered Investment Advisory firm - (9/3/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (9/7/2022 Approved)

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Contact information

Main Address

Newton, MA

Mailing Address

Phone number

(617) 927-9695

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	116
AUM (Assets Under Management)	$ 17,220,754

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Saurin S. Makim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Saurin Sukumar Makim's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAYSTATE WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/4/2022

Current Firm

BAYSTATE WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BAYSTATE WEALTH ADVISORS LLC

TRUST BUT VERIFY

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