James Black
Professional Summary
James Black is a registered financial advisor currently at QATALYST PARTNERS LP located in San Francisco, California. James is registered as a RR (Registered Representative) and started their career in finance in 2023. James has worked at 2 firms and has passed the Series 79TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
QATALYST PARTNERS LP
Contact Information
Main Address
3 Embarcadero Center Suite 1500, San Francisco, CA 94111Mailing Address
3 Embarcadero Center Suite 1500, San Francisco, CA 94111Phone Number
(415) 844-7700Established
Delaware since 12/12/2007Firm Type
Other Types of Legal FormationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| QATALYST GROUP LP | LIMITED PARTNER | — |
| BOUTROS, GEORGE FOUAD | CHIEF EXECUTIVE OFFICER | 1567861 |
| DILULLO, JASON A | PRESIDENT | 2378805 |
| PALMER, SALLY GRACE | CHIEF COMPLIANCE OFFICER | 1524061 |
| QATALYST MANAGEMENT LLC | GENERAL PARTNER | — |
| QUATTRONE, FRANK PETER | EXECUTIVE CHAIRMAN | 1312126 |
| TAN, MICHAEL JEN-KAI | FINOP/CHIEF FINANCIAL OFFICER | 6014199 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Aug 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Black's CRS (Customer Relationship Summary).
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