BC
Brandon M. Chu
MANTEIO CAPITAL LLC
Keller, TX 76248
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CRD#: 7588887
BC
Professional summary
Brandon Matthew Chu is a registered financial advisor currently at MANTEIO CAPITAL LLC located in Keller, Texas.
Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Brandon has worked at 1 firm and has passed the Series 3 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: Proechelon Group LLC; BUSINESS: Does not provide formal investment advice; ADDRESS: 1710 Keller Pkwy, Keller, TX 76248; PURPOSE: General consulting with small businesses regarding business development and marketing; POSITION: Owner; FOUNDING DATE: 12/2021; HOURS: Minimal. Opportunistic as clients get referred. If there is work, it is not done during securities trading hours; and DUTIES: General consulting; business strategy/planning for clients.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Matthew Chu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2023 - Present
MANTEIO CAPITAL LLC
Office #1: 1710 Keller Parkway, Keller, TX 76248RIA
CRD#: 311029
Keller, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MANTEIO CAPITAL LLC
MANTEIO CAPITAL LLC
CRD#: 311029 / SEC#: 801-122598
RIA
Registered Investment Advisory firm - (10/29/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/1/2023)
Current Firm
MC
MANTEIO CAPITAL LLC
MANTEIO CAPITAL LLC
CRD#: 311029 / SEC#: 801-122598
RIA
Registered Investment Advisory firm - (10/29/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
111 Town Square Place Suite 1203, Jersey City, NJ 07310
Mailing Address
Phone number
(917) 736-9209
Established
Firm type
Fiscal year end
# of Employees
43
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 359,907,771 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 10/1/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
