Linda L. Andrade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Louise Andrade, who also goes by Linda Andrade, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 2023. Linda had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2023 - April 10, 2024
ERNST & YOUNG INVESTMENT ADVISERS LLP
March 20, 2023 - September 15, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 9, 2023 - September 15, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 2/9/2023
General Securities Representative ExaminationCurrent Firm
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
Contact information
SEC notice filing (52 States and Territories)
Red Flags
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