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SL

Sangela Yan Lam

5D PARTNERS LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 7588086
SL

Professional summary

Sangela Yan Lam, who also goes by VIctoria Hale, is a registered financial professional currently at 5D PARTNERS LLC located in New York, New York.

Sangela Yan is registered as a RR (Registered Representative) and started their career in finance in 2022. Sangela Yan has worked at 1 firm and has passed the Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Victoria Hale

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sangela Yan Lam's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 4, 2022 - Present

5D PARTNERS LLC

Office #1: 535 Fifth Ave 4th Floor, New York, NY 10017
BD
CRD#: 308304
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 9/28/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/14/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

5P
5D PARTNERS LLC
5D INVESTMENT BANK | THE BANK OF SPORTS | THE BANK OF RWA | THE BANK OF ARTS | 5D SECURITIES | 5D PARTNERS LLC | 5D PARTNERS INVESTMENT BANK | 5D PARTNERS

CRD#: 308304 / SEC#: , 8-70635

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
535 Fifth Ave 4th Floor, New York, NY 10017
Mailing Address
535 Fifth Ave 4th Floor, New York, NY 10017
Phone number
(212) 852-0295
Established
Delaware since 03/10/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
5DP HOLDING LLCPARENT COMPANY
ALAOUI, SAM HICHAMEXECUTIVE PRINCIPAL / FINOP4640450
BLAGYY, NAZARIYCCO

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

5D PARTNERS LLC

CRD#: 308304New York, NY 10017

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