Anna E. Lemons
Professional summary
Anna Elizabeth Lemons, who also goes by Anna Elizabeth Lemons, Anna Lemons, is a registered financial professional currently at NUVEEN SECURITIES, LLC located in New York, New York.
Anna is registered as a RR (Registered Representative) and started their career in finance in 2022. Anna has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anna Elizabeth Lemons's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2026 - Present
NUVEEN SECURITIES, LLC
Office #1: 375 Park Avenue, New York, NY 10152August 5, 2022 - March 16, 2023
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/15/2026
General Securities Representative ExaminationSeries 79TO
Date: 8/5/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
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