MB
Michael Bostedo
CETERA INVESTMENT ADVISERS LLC | Financial Advisor
SPARTA, NJ 07871
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CRD#: 7586721
MB
Professional summary
Michael Bostedo is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sparta, New Jersey and CETERA INVESTMENT SERVICES LLC located in Sparta, New Jersey.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Michael has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PARTNER AND CO-OWNER OF BOSTEDO CONSTRUCTION, LLC; DUTIES RELATING TO FINANCIAL ASPECTS OF THE COMPANY; OWNED WITH FATHER
CRS (Client Relationship Summary) - RIA
Click below to view Michael Bostedo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7 Town Center Dr, Sparta, NJ 07871RIA
CRD#: 105644
SPARTA, NJ
Current
June 28, 2024 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 7 Town Center Dr, Sparta, NJ 07871BD
CRD#: 15340
SPARTA, NJ
Past
November 9, 2022 - July 8, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Hackensack, NJ
Past
July 18, 2022 - July 8, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Hackensack, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/28/2024)
RR
Colorado(6/28/2024)
RR
Connecticut(6/28/2024)
RR
Florida(6/28/2024)
RR
Georgia(8/1/2025)
RR
Maryland(6/28/2024)
RR
New Jersey(6/28/2024)
IAR
New Jersey(7/1/2024)
RR
New York(6/28/2024)
RR
North Carolina(7/16/2024)
RR
Pennsylvania(6/28/2024)
RR
South Carolina(6/28/2024)
RR
Virginia(6/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/18/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
Financial AdvisorCRD#: 105644Sparta, NJ 07871TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
