Marc G. Edwards
Professional summary
Marc Giles Edwards is a registered financial advisor currently at GENCAP PORTFOLIO MANAGEMENT located in Tiburon, California.
Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. Marc has worked at 11 firms and has passed the Series 65, Series 63, Series 55, Series 000, Series 1, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marc Giles Edwards's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2021 - Present
GENCAP PORTFOLIO MANAGEMENT
Office #1: 1100 Mar West Street Suite C, Tiburon, CA 94920February 4, 2014 - April 21, 2020
WINANS INVESTMENTS
January 19, 1996 - May 19, 2003
DAIWA CAPITAL MARKETS AMERICA INC.
October 5, 1995 - December 1, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 30, 1995 - December 21, 1995
SMITH BORKUM HARE INC
March 24, 1988 - December 7, 1995
SMITH NEW COURT, INC.
April 28, 1986 - February 10, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
August 23, 1983 - March 11, 1986
SANFORD C. BERNSTEIN & CO., INC.
September 8, 1976 - July 18, 1983
SBC WARBURG DILLON READ INC.
March 8, 1976 - October 2, 1976
COLIN HOCHSTEIN COMPANY
May 13, 1971 - March 19, 1980
EDWARDS & HANLY
Primary Firm SEC Registration
GENCAP PORTFOLIO MANAGEMENT
CRD#: 269910 / SEC#: 801-106577
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/4/2021)
Exams
Series 55
Date: 3/20/2000
Limited Representative-Equity Trader ExamSeries 000
Date: 5/10/1971
General Securities Principal ExaminationSeries 1
Date: 5/10/1971
Registered Representative ExaminationSeries 8
Date: 9/12/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GENCAP PORTFOLIO MANAGEMENT
CRD#: 269910 / SEC#: 801-106577
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 546 |
| AUM (Assets Under Management) | $ 396,253,659 |
Red Flags
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Company Information
GENCAP PORTFOLIO MANAGEMENT
CRD#: 269910Tiburon, CA 94920TRUST BUT VERIFY
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