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AR

Amy Rockefeller

AC SUNSHINE SECURITIES
Orlando, FL 32801
Some features on this profile are disabled
CRD#: 7585533
AR
Amy RockefellerAC SUNSHINE SECURITIES

Professional summary

Amy Rockefeller, who also goes by Huimin Liu, is a registered financial professional currently at AC SUNSHINE SECURITIES LLC located in Orlando, Florida.

Amy is registered as a RR (Registered Representative) and started their career in finance in 2023. Amy has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.

Aliases

Huimin Liu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amy Rockefeller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 2, 2026 - Present

AC SUNSHINE SECURITIES LLC

Office #1: 200 E. Robinson Street Suite 295, Orlando, FL 32801
BD
CRD#: 317903
Orlando, FL
Past

May 1, 2024 - January 17, 2025

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

August 4, 2023 - February 26, 2024

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/2/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/13/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/4/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/28/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AS
AC SUNSHINE SECURITIES LLC
AC SUNSHINE SECURITIES LLC

CRD#: 317903 / SEC#: , 8-70837

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
200 E. Robinson Street Suite 295, Orlando, FL 32801
Mailing Address
200 E. Robinson Street Suite 295, Orlando, FL 32801
Phone number
(689) 689-9686
Established
Florida since 06/16/2021
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AC SUNSHINE MANAGEMENT LLCOWNER
CUI, YINGPRESIDENT, CEO, CFO2134588
LI, HUACCO3251534

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AC SUNSHINE SECURITIES LLC

CRD#: 317903Orlando, FL 32801

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