CS
Carron A. Schmick
RIDGELINE PRIVATE WEALTH
Gilbert, AZ
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CRD#: 7584503
CS
Professional summary
Carron Ann Schmick, who also goes by Carron Ann Wick, is a registered financial advisor currently at RIDGELINE PRIVATE WEALTH located in Gilbert, Arizona.
Carron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Carron has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carron Ann Wick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Array Holdings, LLC, 1 of 2 Members (owners) with husband, holds and manages single-family real-estate properties as either long-term or short-term rentals. It is not investment-related; responsible for purchases of properties, management, and the administrative and accounting functions within the company. Each of the properties that are managed by Array Holdings are held in a separate LLC in which I am also a member. They are TBZ, LLC, Erie Ct., LLC, Tyson Ct, LLC, Pony Ct, LLC, Phelps Ct, LLC. The address is 1327 E Barbarita Ave., Gilbert, AZ 85234. Start date: 11/18/2008. Approximate number of hours/month devoted; approx 30 per month. Number of hours devoted during securities trading hours; approx 10 per month.
CRS (Client Relationship Summary) - RIA
Click below to view Carron Ann Schmick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2022 - Present
RIDGELINE PRIVATE WEALTH
RIA
CRD#: 318258
Gilbert, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
RIDGELINE PRIVATE WEALTH
RIDGELINE PRIVATE WEALTH | RIDGELINE WEALTH LLC
CRD#: 318258 / SEC#: 801-128531
RIA
Registered Investment Advisory firm - (7/21/2023 Approved)Arizona
Registered Investment Advisory firm - (7/25/2023 Terminated)Florida
Registered Investment Advisory firm - (7/25/2023 Terminated)Georgia
Registered Investment Advisory firm - (8/3/2023 Terminated)Illinois
Registered Investment Advisory firm - (7/25/2023 Terminated)Texas
Registered Investment Advisory firm - (7/25/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(7/25/2022)
Current Firm
RP
RIDGELINE PRIVATE WEALTH
RIDGELINE PRIVATE WEALTH | RIDGELINE WEALTH LLC
CRD#: 318258 / SEC#: 801-128531
RIA
Registered Investment Advisory firm - (7/21/2023 Approved)Arizona
Registered Investment Advisory firm - (7/25/2023 Terminated)Florida
Registered Investment Advisory firm - (7/25/2023 Terminated)Georgia
Registered Investment Advisory firm - (8/3/2023 Terminated)Illinois
Registered Investment Advisory firm - (7/25/2023 Terminated)Texas
Registered Investment Advisory firm - (7/25/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2929 N Power Rd, Ste 101, Mesa, AZ 85215
Mailing Address
Phone number
(480) 779-0127
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 556 |
| AUM (Assets Under Management) | $ 162,315,717 |
Red Flags
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