BK
Brandon L. Knop
CETERA INVESTMENT ADVISERS LLC
GREENWOOD, IN 46142
Some features on this profile are disabled
CRD#: 7584015
BK
Professional summary
Brandon Lee Knop, who also goes by Brandon Knop, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Greenwood, Indiana and CETERA WEALTH SERVICES, LLC located in Greenwood, Indiana.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Brandon has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandon Knop
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 3/2022 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: DOORDASH INVESTMENT RELATED: NO ADDRESS: 913 E MORRIS ST, INDIANAPOLIS, IN 46203 NATURE OF BUSINESS: FOOD DELIVERY SERVICE START DATE: 1/2024 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: DOORDASH SOLICITS FOOD DELIVERY SERVICES FROM ITS CUSTOMERS, I CHOOSE TO ACCEPT OR DECLINE A DELIVERY. I THEN DRIVE TO THE STORE/RESTAURANT, PICK UP THE CUSTOMER'S ORDER, AND DRIVE TO THEIR REQUESTED DROP OFF ADDRESS; 3. NAME OF OTHER BUSINESS: PROMISE ADVISORY GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISING FOR INDIVIDUALS, FAMILIES, AND BUSINESSES START DATE: 11/2023 POSITION/TITLE/RELATIONSHIP: LIFE INSURANCE SPECIALIST APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: HELP WITH OFFICE ADMINISTRATIVE DUTIES AND COORDINATE FIXED LIFE INSURANCE BUSINESS FOR THE OFFICE; 4. NAME OF OTHER BUSINESS: DOOR2DOOR FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: OWNER/MEMBER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Lee Knop's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 622 N Madison Ave Ste 10, Greenwood, IN 46142RIA
CRD#: 105644
GREENWOOD, IN
Current
February 29, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 622 N Madison Ave Ste 11, Greenwood, IN 46142BD
CRD#: 13572
Greenwood, IN
Past
July 28, 2022 - December 7, 2023
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
Indianapolis, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/11/2025)
RR
Colorado(4/24/2024)
RR
Idaho(10/7/2024)
RR
Indiana(3/11/2024)
IAR
Indiana(3/11/2024)
RR
Iowa(5/30/2024)
RR
Kentucky(10/29/2024)
RR
Louisiana(1/2/2025)
RR
Nevada(11/14/2024)
RR
Ohio(7/9/2025)
RR
Oklahoma(7/31/2025)
RR
Tennessee(11/14/2024)
RR
Texas(7/29/2024)
IAR
Texas(7/31/2024)
RR
Utah(3/26/2025)
RR
Washington(5/3/2024)
RR
Wisconsin(6/12/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/29/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
