HP
Henri F. Pfaff
INSIGHT STRATEGIC WEALTH LLC
NASHVILLE, TN
Some features on this profile are disabled
CRD#: 7583627
HP
Professional summary
Henri F Pfaff, who also goes by Henri Franklin Pfaff, is a registered financial advisor currently at INSIGHT STRATEGIC WEALTH LLC located in Nashville, Tennessee.
Henri is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Henri has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Henri Franklin Pfaff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Pfaff holds a TN insurance license and offers insurance products through a subsidiary of Kraft Asset Management, Kraft Financial Services, LLC (Previously known as Kraft Insurance Services, LLC)\. Kraft Financial Services (KFS) is not investment related. The mailing address is 555 Great Circle Rd Nashville, TN 37228. The primary nature of this business is to provide insurance services (i.e, disability income, long-term care and life insurance with a guaranteed death benefit) to our associated accounting firm enterprise clients. KFS only recommends life insurance products that are non-variable (i.e, policies with only guaranteed death benefits). I have an independent contractor relationship with KFS acting in the capacity of a consultant/agent and have all necessary insurance licenses. I have had an independent contract relationship with KFS since May 2024. Currently, I spend less than 4 hours per month on KFS activities. My duties have primarily consisted of consulting with insurance providers and helping clients meet their insurance needs.
CRS (Client Relationship Summary) - RIA
Click below to view Henri F Pfaff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2025 - Present
INSIGHT STRATEGIC WEALTH LLC
RIA
CRD#: 147290
NASHVILLE, TN
Past
June 12, 2024 - August 1, 2025
KRAFT ASSET MANAGEMENT, LLC
RIA
CRD#: 119139
NASHVILLE, TN
Past
September 27, 2022 - March 26, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
ROSEMONT, IL
Past
July 28, 2022 - March 26, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
ROSEMONT, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IS
INSIGHT STRATEGIC WEALTH LLC
CONRY-TAYLOR & MORROW, CPA'S PC | INSIGHT STRATEGIC WEALTH LLC | CTM FINANCIAL, LLC | CONRY-TAYLOR AND MORROW CPAS PC
CRD#: 147290 / SEC#: 801-113370
RIA
Registered Investment Advisory firm - (6/1/2018 Approved)Tennessee
Registered Investment Advisory firm - (6/6/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(8/26/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/28/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
IS
INSIGHT STRATEGIC WEALTH LLC
CONRY-TAYLOR & MORROW, CPA'S PC | INSIGHT STRATEGIC WEALTH LLC | CTM FINANCIAL, LLC | CONRY-TAYLOR AND MORROW CPAS PC
CRD#: 147290 / SEC#: 801-113370
RIA
Registered Investment Advisory firm - (6/1/2018 Approved)Tennessee
Registered Investment Advisory firm - (6/6/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
10107 Sherrill Blvd, Knoxville, TN 37932
Mailing Address
Phone number
(866) 467-9756
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 527 |
| AUM (Assets Under Management) | $ 256,902,086 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
