LM
Lauren V. Moskowitz
GOLDMAN SACHS WEALTH SERVICES, L.P.
Atlanta, GA 30326
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CRD#: 7583302
LM
Professional summary
Lauren Victoria Moskowitz is a registered financial advisor currently at GOLDMAN SACHS WEALTH SERVICES, L.P. located in Atlanta, Georgia and GOLDMAN SACHS & CO. LLC located in Atlanta, Georgia.
Lauren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Lauren has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Seasonal part-time employee for Lululemon Athletica Inc., an athletic clothing company. Activity will take place from Atlanta, GA. Organization is not primarily engaged in investment-related activity. Start date: November 08, 2024. Sixteen hours per week. Duties include being a sales associate at a Lululemon store.
CRS (Client Relationship Summary) - RIA
Click below to view Lauren Victoria Moskowitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2023 - Present
GOLDMAN SACHS WEALTH SERVICES, L.P.
Office #1: 3550 Peachtree Road Ne Suite 1000, Atlanta, GA 30326RIA
CRD#: 106693
Atlanta, GA
Current
August 14, 2023 - Present
GOLDMAN SACHS & CO. LLC
Office #1: 3550 Peachtree Road, Ne Suite 1000, Atlanta, GA 30326RIA
BD
CRD#: 361
Atlanta, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GOLDMAN SACHS WEALTH SERVICES, L.P.
GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P.
CRD#: 106693 / SEC#: 801-48238
RIA
Registered Investment Advisory firm - (12/9/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2025)
RR
California(1/3/2025)
RR
Colorado(1/3/2025)
RR
Connecticut(1/3/2025)
RR
District of Columbia(1/3/2025)
RR
Florida(1/3/2025)
RR
Georgia(9/28/2023)
IAR
Georgia(10/4/2023)
RR
Illinois(1/3/2025)
RR
Indiana(1/3/2025)
RR
Maryland(1/3/2025)
RR
Massachusetts(1/3/2025)
RR
Michigan(1/3/2025)
RR
Mississippi(1/3/2025)
RR
Nevada(1/3/2025)
RR
New Jersey(1/3/2025)
RR
New York(9/28/2023)
RR
North Carolina(1/3/2025)
RR
Ohio(1/6/2025)
RR
Oregon(1/3/2025)
RR
Pennsylvania(1/3/2025)
RR
Rhode Island(1/3/2025)
RR
South Carolina(1/3/2025)
RR
Tennessee(1/3/2025)
RR
Texas(1/3/2025)
RR
Utah(1/3/2025)
RR
Virginia(1/3/2025)
RR
Washington(1/3/2025)
RR
West Virginia(1/3/2025)
RR
Wisconsin(1/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/14/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
GS
GOLDMAN SACHS WEALTH SERVICES, L.P.
GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P.
CRD#: 106693 / SEC#: 801-48238
RIA
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Contact information
Main Address
100 Coliseum Drive, Cohoes, NY 12047
Mailing Address
P.o. Box 15201, Albany, NY 12212
Phone number
(518) 886-4000
Established
Firm type
Fiscal year end
# of Employees
1,809
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 33,477 |
| AUM (Assets Under Management) | $ 25,958,285,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 09/25/2024 | ||
| 11/17/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
