LE
Laura E. Ehlen
CETERA INVESTMENT ADVISERS LLC
INDIANAPOLIS, IN 46227-1987
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CRD#: 7581676
LE
Professional summary
Laura Elizabeth Ehlen, who also goes by Laura Ehlen, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Indianapolis, Indiana and CETERA WEALTH SERVICES, LLC located in Indianapolis, Indiana.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Laura has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Ehlen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SINGLE FAMILY RESIDENCE POSITION: owner NATURE: 1. Rental home for tenants.2. Gas, Sewer, trash, and water is provided.3. Garage for parking vehicles.4. General maintenance on house.5. Mortgage payments from rental income. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2016 ADDRESS: 428 N 1st St W, Missoula MT 59802, United States DESCRIPTION: 1. Maintain the house and insurance policy.2. Financial decisions for unexpected expenses.3. Paying mortgage and utility bills.4. Hiring out property management company.5. Paying real estate taxes. 2) LAURA E. EHLEN FITNESS POSITION: Sole Proprietor NATURE: Educate clients on living a healthier lifestyle through nutrition, activity, and mental choices. This program provide guidance on how to prioritize daily activities to meet the clients goals, create better consistent habits, mental coaching through social gatherings, and self-confidence. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: 8609 El Rico Drive, Indianapolis IN 46240, United States DESCRIPTION: 1. Create goals for clients to work towards.2. Provide guidance on meal planning.3. Provide guidance on strength training.4. Weekly check in calls for accountability.5. Trouble shotting health issues with doctors for client based on blood work and lifestyle choices. 3) EHLEN HELDMAN & COMPANY, P.C. POSITION: wealth management coordinator NATURE: 1. Business consulting.2. Payroll Services.2. Bank Reconciliations.3. Individual Tax Returns.4. Corporate Tax Returns.5. Maximizing Current/Future Income. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2022 ADDRESS: 130 E Epler Avenue Suite A, Indianapolis IN 462271987, United States DESCRIPTION: 1. Providing investment information for tax returns.2. Inputting tax information into Tax software.3. Communication with clients regarding tax returns and investment accounts.4. Aiding CPAs and Accountants with client information.5. Assisting with Property Tax Returns. 4) EHC WEALTH ADVISORS LLC POSITION: back office NATURE: 1.Minimizing taxes2.Maximizing Current/Future Income3.Efficient Credit Management4.Retirement Plans5.Financial Statements & Business Succession INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 06/17/2022 ADDRESS: 130 E Epler Avenue Suite A, Indianapolis IN 462271987, United States DESCRIPTION: Performing account maintenance on client accounts such as paperwork, opening/closing accounts, delivering tax forms to CPAs, money movement, etc.; assisting clients on phone calls when accessing client accounts; annualizing income and tax investment projections; preparing retirement projections.
CRS (Client Relationship Summary) - RIA
Click below to view Laura Elizabeth Ehlen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 130 East Epler Avenue Suite A, Indianapolis, IN 46227-1987RIA
CRD#: 105644
INDIANAPOLIS, IN
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 130 East Epler Avenue Suite A, Indianapolis, IN 46227-1987BD
CRD#: 13572
INDIANAPOLIS, IN
Past
September 18, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Indianapolis, IN
Past
April 25, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(9/5/2025)
IAR
Indiana(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/25/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
