Austin A. Graham
Professional summary
Austin Alexander Graham IV, who also goes by Austin Alexander Graham, is a registered financial professional currently at BLACKSTONE SECURITIES PARTNERS L.P. located in New York, New York.
Austin is registered as a RR (Registered Representative) and started their career in finance in 2023. Austin has worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Austin Alexander Graham IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2023 - Present
BLACKSTONE SECURITIES PARTNERS L.P.
Office #1: 345 Park Avenue, New York, NY 10154State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2023)
Exams
Series 79TO
Date: 8/18/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/9/2023
General Securities Representative ExaminationFINRA
Current Firm
BLACKSTONE SECURITIES PARTNERS L.P.
CRD#: 17917 / SEC#: , 8-35941
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKSTONE GROUP HOLDINGS L.P. | LIMITED PARTNER | |
| BALLAS, ZACHARY | DESIGNATED PRINCIPAL | 6563232 |
| BLACKSTONE ADVISORY SERVICES L.L.C. | GENERAL PARTNER | |
| DEROSE, ANTHONY | CHIEF COMPLIANCE OFFICER | 5553578 |
| PAYNE, DAVID BRYAN | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP | 4984877 |
| SCHWARZMAN, STEPHEN ALLEN | CHAIRMAN & CEO | 861435 |
Red Flags
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