WS
William E. Sealy
TRB CAPITAL MARKETS
DALLAS, TX 75201
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CRD#: 7580254
WS
William Eppinger SealyTRB CAPITAL MARKETS
Professional summary
William Eppinger Sealy, who also goes by William Sealy, is a registered financial professional currently at TRB CAPITAL MARKETS, LLC located in Dallas, Texas.
William is registered as a RR (Registered Representative) and started their career in finance in 2022. William has worked at 2 firms and has passed the Series 63, Series 52TO, Series 79TO and SIE exams.
Aliases
William Sealy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view William Eppinger Sealy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2026 - Present
TRB CAPITAL MARKETS, LLC
Office #1: Plaza Of The Americas, South Tower 600 North Pearl Street, Suite 2100, Dallas, TX 75201BD
CRD#: 322618
DALLAS, TX
Past
July 18, 2022 - June 15, 2026
JEFFERIES LLC
BD
CRD#: 2347
ORLANDO, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/5/2026)
RR
Alaska(8/5/2026)
RR
Arizona(8/5/2026)
RR
Arkansas(8/5/2026)
RR
California(8/5/2026)
RR
Colorado(8/5/2026)
RR
Connecticut(8/5/2026)
RR
Delaware(8/5/2026)
RR
District of Columbia(8/5/2026)
RR
Florida(8/5/2026)
RR
Georgia(8/5/2026)
RR
Hawaii(8/5/2026)
RR
Idaho(8/5/2026)
RR
Illinois(8/5/2026)
RR
Indiana(8/5/2026)
RR
Iowa(8/5/2026)
RR
Kansas(8/5/2026)
RR
Kentucky(8/5/2026)
RR
Louisiana(8/5/2026)
RR
Maine(8/5/2026)
RR
Maryland(8/5/2026)
RR
Massachusetts(8/5/2026)
RR
Michigan(8/5/2026)
RR
Minnesota(8/5/2026)
RR
Mississippi(8/5/2026)
RR
Missouri(8/5/2026)
RR
Montana(8/5/2026)
RR
Nebraska(8/5/2026)
RR
Nevada(8/5/2026)
RR
New Hampshire(8/5/2026)
RR
New Jersey(8/5/2026)
RR
New York(8/5/2026)
RR
North Carolina(8/5/2026)
RR
Ohio(8/6/2026)
RR
Oklahoma(8/5/2026)
RR
Oregon(8/5/2026)
RR
Pennsylvania(8/5/2026)
RR
Rhode Island(8/5/2026)
RR
South Carolina(8/5/2026)
RR
South Dakota(8/5/2026)
RR
Tennessee(8/5/2026)
RR
Texas(8/5/2026)
RR
Utah(8/5/2026)
RR
Vermont(8/5/2026)
RR
Virginia(8/5/2026)
RR
Washington(8/5/2026)
RR
West Virginia(8/5/2026)
RR
Wisconsin(8/5/2026)
RR
Wyoming(8/5/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 8/12/2022
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 7/16/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TRB CAPITAL MARKETS, LLC
ESTRADA HINOJOSA | TRB CAPITAL MARKETS, LLC
CRD#: 322618 / SEC#: , 8-70999
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
6770 West Expressway 83, Harlingen, TX 78552
Mailing Address
6770 West Expressway 83, Harlingen, TX 78552
Phone number
(956) 682-2265
Established
Texas since 08/19/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS REGIONAL BANK | OWNER | |
| COULTER, ROBERT VINCENT | CHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL | 4211707 |
| HEBERT, MICHAEL JAMES | COMPLIANCE OFFICER/VP/SROP | 1229298 |
| HINOJOSA, NOE JR | PRESIDENT - MUNICIPAL BANKING | 1782212 |
| JOHNSON, KRISTY KAY | FINOP | 4470948 |
| TIPPIT, JOHN LEE IV | CEO/PRESIDENT OF CAPITAL MARKETS | 5809446 |
Red Flags
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Company Information
TRB CAPITAL MARKETS, LLC
CRD#: 322618Dallas, TX 75201TRUST BUT VERIFY
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