Victoria Anne Crocker
Professional Summary
Victoria Anne Crocker, who also goes by Tori Anne Crocker, is a registered financial advisor currently at SECURITY DISTRIBUTORS located in Topeka, Kansas. Victoria is registered as a RR (Registered Representative) and started their career in finance in 2023. Victoria has worked at 1 firm and has passed the SIE and Series 99TO exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Victoria Anne Crocker, Tori Anne Crocker
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
J. W. COLE ADVISORS, INC.
ACT ADVISORS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
J. W. COLE ADVISORS, INC.
ACT ADVISORS
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
J. W. COLE ADVISORS, INC.
ACT ADVISORS
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
J. W. COLE ADVISORS, INC.
ACT ADVISORS
Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
J. W. COLE ADVISORS, INC.
ACT ADVISORS
Current Firm
SECURITY DISTRIBUTORS | SECURITY DISTRIBUTORS, LLC | SECURITY DISTRIBUTORS, INC.
Contact Information
Main Address
One Security Benefit Place, Topeka, KS 66636-0001Mailing Address
One Security Benefit Place, Topeka, KS 66636Phone Number
(785) 438-3000Established
Kansas since 03/06/1962Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITY BENEFIT LIFE INSURANCE COMPANY | MEMBER | — |
| AULETA, KURT EUGENE | SENIOR VICE PRESIDENT, SALES MANAGER WEST | 2463399 |
| BISHOP, COLIN WILLIAM | CFO, TREASURER & FINOP | 7787724 |
| BYRNES, DAVID GERARD | PRESIDENT & HEAD OF DISTRIBUTION | 1318905 |
| CARR, MARK JOSEPH | ASSISTANT VICE PRESIDENT | 2833346 |
| GARHART, GREGORY CHRISTOPHER | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & AML CHIEF COMPLIANCE OFFICER | 5118892 |
| JACQUINOT, JUSTIN ABER | SENIOR VICE PRESIDENT, DIRECT RELATIONSHIPS | 4437252 |
| KILEY, JAMES J | SENIOR VICE PRESIDENT, EDUCATION MARKET & AFFILIATES | 1278905 |
| MAGHINI, MICHAEL THOMAS | SENIOR VICE PRESIDENT, NATIONAL ACCOUNTS | 1239692 |
| POLLOCK, ALISON JANEL | VICE PRESIDENT & SECRETARY | 6743861 |
| REIDY, MICHAEL KEVIN | SENIOR VICE PRESIDENT | 1323936 |
| ROCHA, MATTHEW VINCENT | SENIOR VICE PRESIDENT, SALES MANAGER EAST | 5207062 |
| TALLEN, AARON MARSHAL | VICE PRESIDENT, INSIDE SALES, 401K AND DEFINED CONTRIBUTIONS | 4455856 |
| WELLS, RICHARD JAMES | SENIOR VICE PRESIDENT | 2622640 |
| WILEY, DONALD ANDREW | VICE PRESIDENT | 1132196 |
| YOUNG, LISA MICHELLE | ASSISTANT TREASURER | 2596425 |
Disclosures
Regulatory Event
5Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
J. W. COLE ADVISORS, INC.
ACT ADVISORS
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
J. W. COLE ADVISORS, INC.
ACT ADVISORS
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
J. W. COLE ADVISORS, INC.
ACT ADVISORS
CRS (Client Relationship Summary) - BD
Click below to view Victoria Anne Crocker's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
J. W. COLE ADVISORS, INC.
ACT ADVISORS