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NT

Nicole R. Toler

M. S. HOWELLS & CO.
Dallas, TX 75205
Some features on this profile are disabled
CRD#: 7579383
NT

Professional summary

Nicole Renae Toler, who also goes by Nicole Renae Toler, Nichole Toler, is a registered financial professional currently at M. S. HOWELLS & CO. located in Dallas, Texas.

Nicole is registered as a RR (Registered Representative) and started their career in finance in 2022. Nicole has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nicole Renae Toler | Nichole Toler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicole Renae Toler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2026 - Present

M. S. HOWELLS & CO.

Office #1: 7001 Preston Rd. Suite 250, Dallas, TX 75205
BD
CRD#: 104100
Dallas, TX
Past

October 15, 2025 - January 14, 2026

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Westlake, TX
Past

October 3, 2025 - January 14, 2026

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
Westlake, TX
Past

July 2, 2024 - September 16, 2025

FISHER INVESTMENTS

RIA
CRD#: 107342
PLANO, TX
Past

December 7, 2022 - February 8, 2024

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(3/3/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/2/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/30/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/7/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/21/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MS
M. S. HOWELLS & CO.
M. S. HOWELLS & CO.

CRD#: 104100 / SEC#: , 8-52558

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
23350 N. Pima Rd., Scottsdale, AZ 85255
Mailing Address
23350 N. Pima Rd., Scottsdale, AZ 85255
Phone number
(480) 563-2000
Established
Delaware since 04/11/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEEOWNER
SANTAMARIA, KATRINA PATRICIACHIEF EXECUTIVE OFFICER3248779
CRITES, MARCY ANNFINANCIAL AND OPERATIONS PRINCIPAL (FINOP)6346298
HOWELLS, MARK STEPHENEXECUTIVE CHAIRMAN/DIRECTOR726921
HOWELLS, MARK STEPHENTRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997726921
JORDAN, CHRISTOPHER SHANECHIEF COMPLIANCE OFFICER2843281
KREIZENBECK, TARA LYNNCHIEF OPERATING OFFICER7141895

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

M. S. HOWELLS & CO.

CRD#: 104100Dallas, TX 75205

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