Ciara K. Stewart

COMMONWEALTH FINANCIAL SERVICES

Woodsfield, OH 43793

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CRD#: 7578899

Professional summary

Ciara Kathleen Stewart, who also goes by Ciara Kathleen Smith, is a registered financial advisor currently at COMMONWEALTH FINANCIAL SERVICES located in Woodsfield, Ohio.

Ciara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Ciara has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ciara Kathleen Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Monroe County 4H Committee/Cross County Classics 4H Club - Co-Signer/Advisor Be Active in Affairs of Organization/Lead Meetings No Compensation - Average of 2 Post-Business Hours/Week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ciara Kathleen Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2023 - Present

COMMONWEALTH FINANCIAL SERVICES

Office #1: 166 S. Main St., Woodsfield, OH 43793

RIA

CRD#: 324930

Woodsfield, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMMONWEALTH FINANCIAL SERVICES

COMMONWEALTH FINANCIAL SERVICES | COMMONWEALTH FINANCIAL SERVICES, LLC.

CRD#: 324930 / SEC#: 801-127499

RIA

Registered Investment Advisory firm - (3/22/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/22/2023)

IAR

West Virginia
(8/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/13/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/5/2022

Securities Industry Essentials Examination

Current Firm

COMMONWEALTH FINANCIAL SERVICES

COMMONWEALTH FINANCIAL SERVICES | COMMONWEALTH FINANCIAL SERVICES, LLC.

CRD#: 324930 / SEC#: 801-127499

RIA

Registered Investment Advisory firm - (3/22/2023 Approved)

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Contact information

Main Address

373 Timberline Parkway, Vienna, WV 26105

Mailing Address

Phone number

(304) 422-3531

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/22/2025)

FORM ADV APP--WRAP FEE PROGRAM (10/22/2025)

Regulatory assets under management

Total Number of Accounts	4,851
AUM (Assets Under Management)	$ 774,786,979

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ciara K. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ciara Kathleen Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL SERVICES

Primary Firm SEC Registration

COMMONWEALTH FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 3/13/2023

SIE

Date: 5/5/2022

Current Firm

COMMONWEALTH FINANCIAL SERVICES

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMMONWEALTH FINANCIAL SERVICES

TRUST BUT VERIFY

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