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MS

Morgan T. Symington

HIIVE MARKETS LIMITED
VANCOUVER, V6Z 0C8
Some features on this profile are disabled
CRD#: 7578245
MS

Professional summary


Morgan Taylor Symington, who also goes by Morgan Symington, is a registered financial professional currently at HIIVE MARKETS LIMITED .

Morgan is registered as a RR (Registered Representative) and started their career in finance in 2023. Morgan has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Morgan Symington

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Morgan Taylor Symington's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 8, 2023 - Present

HIIVE MARKETS LIMITED

Office #1: 700 - 980 Howe Street, Vancouver, V6Z 0C8
BD
CRD#: 316580
VANCOUVER,

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/9/2023)
RR
Alaska
(3/9/2023)
RR
Arizona
(3/9/2023)
RR
Arkansas
(3/9/2023)
RR
California
(3/9/2023)
RR
Colorado
(3/9/2023)
RR
Connecticut
(3/9/2023)
RR
Delaware
(3/9/2023)
RR
District of Columbia
(3/9/2023)
RR
Florida
(3/9/2023)
RR
Georgia
(3/9/2023)
RR
Hawaii
(3/9/2023)
RR
Idaho
(3/9/2023)
RR
Illinois
(3/9/2023)
RR
Indiana
(3/9/2023)
RR
Iowa
(3/9/2023)
RR
Kansas
(3/9/2023)
RR
Kentucky
(3/9/2023)
RR
Louisiana
(3/9/2023)
RR
Maine
(3/9/2023)
RR
Maryland
(3/9/2023)
RR
Massachusetts
(3/9/2023)
RR
Michigan
(3/9/2023)
RR
Minnesota
(3/9/2023)
RR
Mississippi
(3/9/2023)
RR
Missouri
(3/9/2023)
RR
Montana
(3/9/2023)
RR
Nebraska
(3/9/2023)
RR
Nevada
(3/9/2023)
RR
New Hampshire
(3/9/2023)
RR
New Jersey
(3/9/2023)
RR
New Mexico
(3/9/2023)
RR
New York
(2/23/2023)
RR
North Carolina
(3/9/2023)
RR
North Dakota
(3/9/2023)
RR
Ohio
(3/10/2023)
RR
Oklahoma
(3/9/2023)
RR
Oregon
(3/9/2023)
RR
Pennsylvania
(3/9/2023)
RR
Puerto Rico
(3/9/2023)
RR
Rhode Island
(3/9/2023)
RR
South Carolina
(3/9/2023)
RR
South Dakota
(3/9/2023)
RR
Texas
(3/9/2023)
RR
Utah
(3/9/2023)
RR
Vermont
(3/9/2023)
RR
Virgin Islands
(3/9/2023)
RR
Virginia
(3/9/2023)
RR
Washington
(3/9/2023)
RR
West Virginia
(3/9/2023)
RR
Wisconsin
(3/9/2023)
RR
Wyoming
(3/9/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 2/23/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/6/2023
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


HM
HIIVE MARKETS LIMITED
HIIVE MARKETS LIMITED

CRD#: 316580 / SEC#: , 8-70806

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
700 - 980 Howe Street, Vancouver, Bc, V6Z 0C8
Mailing Address
700 - 980 Howe Street, Vancouver, Bc, V6Z 0C8
Phone number
(604) 200-2405
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
THE HIIVE COMPANY LIMITEDOWNER
DESAI, SIMREN SUBHASHCEO5578426
MARTIN, JONATHAN CHARLES FORRESTFINOP/PFO/POO7737862
WOODARD, SUSAN LAWSONCCO4225106

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HIIVE MARKETS LIMITED

CRD#: 316580Vancouver, V6Z 0C8

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