TL
Tucker D. Lee
CETERA INVESTMENT ADVISERS LLC
CANYON, TX 79015
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CRD#: 7578076
TL
Professional summary
Tucker Don Lee is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Canyon, Texas and CETERA WEALTH SERVICES, LLC located in Amarillo, Texas.
Tucker is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Tucker has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: WALTER B. PALMER FOUNDATION, INC. INVESTMENT RELATED: NO ADDRESS: 2 S CAMPUS AVE. OXFORD, OH 45056 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 1/2021 POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: THE PALMER FOUNDATION IS AN ENTITY UNDER PHI DELTA THETA INTERNATIONAL FRATERNITY. THE FOUNDATION PROVIDES FINANCING FOR PHI DELTA THETA HOUSE CORPORATIONS THAT OWN PHI DELTA THETA FRATERNITY HOUSES IN THE UNITED STATES AND CANADA. I SERVE AS A TRUSTEE OF THE BOARD THAT OVERSEES THE ORGANIZATION. A FULL TIME STAFF MEMBER OVERSEES THE ORGANIZATIONS ASSETS AND IMPLEMENTS THE BOARDS DECISIONS. I DON'T HAVE ANY DIRECT CONTROL OVER THE ORGANIZATIONS FINANCES AND MY ROLE IS AS A NON-COMPENSATED VOLUNTEER. AS A BOARD MEMBER, I VOTE ON BOARD DECISIONS TO PROVIDE PHI DELTA THETA HOUSING CORPORATIONS FINANCING, THE ELECTION OF THE OFFICER POSITIONS ON THE BOARD, AND ANY GENERAL DECISIONS REGARDING THE ORGANIZATION'S OPERATIONS; 2. NAME OF OTHER BUSINESS: DON LEE CLU, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INVESTMENT AND LIFE INSURANCE SERVICES START DATE: 11/2022 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: WORKS CLOSELY WITH BUSINESS PRINCIPAL DON LEE IN THE PREPARATION OF PROPOSALS FOR BOTH INVESTMENT AND LIFE INSURANCE SALES; 3. NAME OF OTHER BUSINESS: LEE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: PUBLIC SAFETY FACILITY ADVISORY COMMITTEE OF THE CITY OF CANYON, TEXAS; INVESTMENT RELATED: NO; ADDRESS: 301 16TH ST CANYON, TX 79015; NATURE OF BUSINESS: ADVISORY COMMITTEE; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: ADVISORY COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: PROVIDE FEEDBACK TO CITY ADMINISTRATION ON FACILITY IMPROVEMENTS PRIMARILY FOR POLICE AND FIRE;
CRS (Client Relationship Summary) - RIA
Click below to view Tucker Don Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1420 4th Avenue Ste 26, Canyon, TX 79015Office #2: 1619 S. Kentucky #a501, Amarillo, TX 79102RIA
CRD#: 105644
CANYON, TX
Current
November 30, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1619 S. Kentucky #a501, Amarillo, TX 79015Office #2: 1420 4th Avenue Ste 26, Canyon, TX 79015BD
CRD#: 13572
Amarillo, TX
Past
January 13, 2023 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/2/2025)
RR
Colorado(1/2/2025)
RR
Florida(1/2/2025)
RR
Georgia(1/3/2024)
RR
Idaho(1/2/2025)
RR
New Mexico(1/3/2024)
RR
Oklahoma(1/2/2025)
RR
South Carolina(1/2/2025)
RR
Texas(1/13/2023)
IAR
Texas(6/29/2023)
RR
Washington(1/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/30/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Canyon, TX 79015TRUST BUT VERIFY
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