Charles Plechner
Professional summary
Charles Plechner, who also goes by Charlie Plechner, is a registered financial professional currently at DC ADVISORY located in New York, New York.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2022. Charles has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Plechner's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2025 - Present
DC ADVISORY
Office #1: 605 Third Avenue 11th Floor, New York, NY 10158May 23, 2024 - September 25, 2025
ENGLAND SECURITIES, LLC
July 18, 2022 - February 7, 2024
EDGEMONT CAPITAL PARTNERS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2025)
Exams
Series 79TO
Date: 7/18/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
DC ADVISORY
CRD#: 129919 / SEC#: , 8-66273
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CORPORATE ADVISORY HOLDINGS INC. | SHAREHOLDER | |
| BAYER, JONATHAN LEWIS | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 5050555 |
| DONOHUE, JOSEPH THOMAS | VICE CHAIRMAN | 1630441 |
| EDMONDSON, ERIC WINSTON | VICE CHAIRMAN | 1441360 |
| KOHR, WILLIAM EDWARD | CHIEF EXECUTIVE OFFICER | 1563851 |
| PACITTO, PETER JOSEPH | CHIEF ADMINISTRATIVE OFFICER, CFO, FINOP | 1700696 |
Red Flags
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