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KS

Kyle Simon

GLC SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 7577865
KS

Professional summary

Kyle Simon, who also goes by Kyle Michael Simon, is a registered financial professional currently at GLC SECURITIES, LLC located in New York, New York.

Kyle is registered as a RR (Registered Representative) and started their career in finance in 2026. Kyle has worked at 1 firm and has passed the Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kyle Michael Simon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kyle Simon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 7, 2026 - Present

GLC SECURITIES, LLC

Office #1: 600 Lexington Avenue 9th Floor, New York, NY 10022
BD
CRD#: 153581
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(5/7/2026)

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 5/7/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/25/2026
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GLC SECURITIES, LLC
GLC SECURITIES, LLC | GLCA SECURITIES, LLC

CRD#: 153581 / SEC#: , 8-68557

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information

Main Address
600 Lexington Avenue 9th Floor, New York, NY 10022
Mailing Address
600 Lexington Avenue 9th Floor, New York, NY 10022
Phone number
(212) 542-4540
Established
Delaware since 08/12/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GLC ADVISORS & CO. HOLDINGS, LLCOWNER
BENNINGER, THOMAS MICHAELPRINCIPAL
HAN, ABRAHAM TPRINCIPAL
KINZER, CAROL ANNFINOP/CFO4519471
REYNERTSON, JON SORENPRINCIPAL/CEO/CCO

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLC SECURITIES, LLC

CRD#: 153581New York, NY 10022

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