WZ
William A. Zimmer
KESTRA ADVISORY SERVICES
Morristown, NJ 07960
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CRD#: 7575861
WZ
Professional summary
William August Zimmer, who also goes by Will Zimmer, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Morristown, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Morristown, New Jersey.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. William has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Will Zimmer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: SYNTHESIS WEALTH PLANNING, LLC POSITION: Assistant NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/06/2023 ADDRESS: 161 Madison Avenue, Morristown NJ 07960 DESCRIPTION: Prepare insurance presentations, reports, and analysis, and support advisors throughout ongoing process. Manage and update the financial planning software for advisors, and assist with planning techniques to improve probability of success. Please note: I am currently in a para-planner/administrative position at the firm. Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Member NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 06/06/2023 ADDRESS: 5707 Southwest Pkwy, Bldg. 2 Ste. 400, Austin TX 78735 DESCRIPTION: Para-planner/assistant at Kestra firm - DBA: Synthesis Wealth Planning, LLC
CRS (Client Relationship Summary) - RIA
Click below to view William August Zimmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 161 Madison Ave Suite 200, Morristown, NJ 07960RIA
CRD#: 283330
Morristown, NJ
Current
April 21, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 161 Madison Avenue Suite 200, Morristown, NJ 07960BD
CRD#: 42046
Morristown, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/15/2024)
RR
California(1/11/2024)
RR
Connecticut(1/11/2024)
RR
Florida(1/11/2024)
RR
Georgia(1/11/2024)
RR
Hawaii(1/11/2024)
RR
Indiana(5/6/2025)
RR
Maine(1/8/2025)
RR
Maryland(1/11/2024)
RR
Massachusetts(1/11/2024)
RR
New Jersey(6/12/2023)
IAR
New Jersey(6/12/2023)
RR
New York(1/11/2024)
RR
North Carolina(1/11/2024)
RR
Pennsylvania(1/11/2024)
RR
Texas(1/11/2024)
RR
Virginia(1/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/21/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
