Jimmy Qian
Professional summary
Jimmy Qian, who also goes by Jimmy Hong Qian, is a registered financial advisor currently at SAX WEALTH ADVISORS, LLC located in Manhattan, New York.
Jimmy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Jimmy has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jimmy Qian's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2025 - Present
SAX WEALTH ADVISORS, LLC
Primary Firm SEC Registration
SAX WEALTH ADVISORS, LLC
CRD#: 119193 / SEC#: 801-68788
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/15/2025)
Exams
Current Firm
SAX WEALTH ADVISORS, LLC
CRD#: 119193 / SEC#: 801-68788
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,685 |
| AUM (Assets Under Management) | $ 2,440,851,802 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | ||
| 12/11/2024 | ||
| 01/23/2024 | ||
| 02/21/2023 |
Red Flags
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