Samuel W. Braun
Professional summary
Samuel William Braun, who also goes by Samuel Braun, Sam Braun, is a registered financial professional currently at SOLOMON PARTNERS SECURITIES, LLC located in New York, New York.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2022. Samuel has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel William Braun's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2025 - Present
SOLOMON PARTNERS SECURITIES, LLC
Office #1: 1251 Avenue Of The Americas 32nd Floor, New York, NY 10020October 22, 2022 - March 28, 2025
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/7/2025)
Exams
Series 7TO
Date: 1/20/2023
General Securities Representative ExaminationSeries 79TO
Date: 10/21/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SOLOMON PARTNERS SECURITIES, LLC
CRD#: 28041 / SEC#: , 8-43369
Contact information
FINRA licenses (34 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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