DL
Davis M. Long
KESTRA ADVISORY SERVICES
West Chester, PA
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CRD#: 7573737
DL
Professional summary
Davis Michael Long, who also goes by Davis Long, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in West Chester, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Wilmington, Delaware.
Davis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Davis has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Davis Long
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: MIDATLANTIC RETIREMENT PLANNING SPECIALISTS POSITION: Financial Planner/Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2024 ADDRESS: 1415 Foulk Road Suite 202, Wilmington DE 19803, United States DESCRIPTION: Create comprehensive financial plans for clients and provide financial advice to clients. Business Name: KESTRA ADVISORY SERVICES POSITION: Affiliate NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2024 ADDRESS: 5705 Southwest Pkwy, Unit 2, Austin TX 78735, United States DESCRIPTION: Financial Advisor/Financial Planner
CRS (Client Relationship Summary) - RIA
Click below to view Davis Michael Long's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 1415 Foulk Road Building 200, Suite 202, Wilmington, DE 19803RIA
CRD#: 283330
West Chester, PA
Current
April 1, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1415 Foulk Road Suite 202, Wilmington, DE 19803BD
CRD#: 42046
WILMINGTON, DE
Past
August 23, 2023 - March 12, 2024
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
MALVERN, PA
Past
July 18, 2022 - March 12, 2024
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(4/1/2024)
IAR
Delaware(4/1/2024)
RR
Florida(7/29/2025)
RR
Illinois(8/26/2024)
RR
Indiana(8/7/2024)
RR
Maryland(9/13/2024)
RR
North Carolina(8/7/2025)
RR
Pennsylvania(4/1/2024)
IAR
Pennsylvania(4/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/18/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
