Mikiyon W. Alexander

MESIROW FINANCIAL

Brooklyn, NY

Some features on this profile are disabled

CRD#: 7573044

Professional summary

Mikiyon Wezi Alexander is a registered financial professional currently at MESIROW FINANCIAL, INC. located in Brooklyn, New York.

Mikiyon is registered as a RR (Registered Representative) and started their career in finance in 2022. Mikiyon has worked at 3 firms and has passed the Series 63, Series 50, Series 79TO, Series 52TO, SIE, Series 54 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mikiyon Wezi Alexander's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2025 - Present

MESIROW FINANCIAL, INC.

CRD#: 2764

Brooklyn, NY

Past

March 24, 2023 - November 5, 2025

MOMENTUS SECURITIES LLC

CRD#: 307780

New York, NY

Past

December 10, 2022 - March 23, 2023

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/17/2025)

Illinois
(10/17/2025)

New York
(10/17/2025)

Exams

State Security Law Exam

Series 63

Date: 2/11/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 50

Date: 6/3/2024

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 79TO

Date: 10/30/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 52TO

Date: 12/10/2022

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/18/2022

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 54

Date: 6/18/2024

Municipal Advisor Principal Qualification Examination

Principal/Supervisory Exam

Series 53

Date: 8/7/2023

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MESIROW FINANCIAL, INC.

MESIROW & COMPANY | PEMBROKE CLEARING CORPORATION | MESIROW FINANCIAL, INC. | MESIROW CAPITAL, INC. | MESIROW & COMPANY, INCORPORATED

CRD#: 2764 / SEC#: , 8-28816

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

353 N. Clark Street, Chicago, IL 60654

Mailing Address

353 N. Clark Street, Chicago, IL 60654

Phone number

(312) 595-6000

Established

Delaware since 10/12/1982

Firm type

Corporation

Fiscal year end

March

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MESIROW FINANCIAL HOLDINGS, INC.	MAJORITY SHAREHOLDER
MESIROW FINANCIAL SERVICES, INC.	MINORITY SHAREHOLDER
PRICE, RICHARD SCOTT	DIRECTOR	367760
FARR, CHRISTOPHER DAYNE	CFO	3239925
HAYES, MARY JO MOON	CHIEF COMPLIANCE OFFICER	1196353
JACOBSON, STEPHEN DAVID	SENIOR MANAGING DIRECTOR	1353790
KEIG, JESSE JOSEPH	DIRECTOR	5268961
LEVINE, JEFFREY MICHAEL	CEO/PRESIDENT	5627249
OAKLEY, ADAM JOEL	SENIOR MANAGING DIRECTOR, INVESTMENT BANKING	4795934
PRICE, BRIAN DAVID	CHAIRMAN, INVESTMENT BANKING DIVISION	5192466
WALDROP, TODD E.	SENIOR MANAGING DIRECTOR	4194147

Disclosures

Regulatory Event	18
Civil Event	1
Bond	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mikiyon W. Alexander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mikiyon Wezi Alexander's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOMENTUS SECURITIES LLC

BARCLAYS CAPITAL INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/11/2023

Series 50

Date: 6/3/2024

Series 79TO

Date: 10/30/2023

Series 52TO

Date: 12/10/2022

SIE

Date: 7/18/2022

Series 54

Date: 6/18/2024

Series 53

Date: 8/7/2023

FINRA

Current Firm

MESIROW FINANCIAL, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MESIROW FINANCIAL, INC.

TRUST BUT VERIFY

Similar Advisors