Leon L. Zhou
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leon Luyang Zhou, who also goes by Leon Zhou, was a registered financial professional .
Leon is a previously registered financial professional and started their career in finance in 2023. Leon had worked at 4 firms and has passed the Series 63, Series 86, Series 87 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2025 - March 10, 2026
SUSQUEHANNA FINANCIAL GROUP, LLLP
February 27, 2025 - April 23, 2025
TD SECURITIES (USA) LLC
April 10, 2024 - October 25, 2024
JEFFERIES LLC
December 19, 2023 - March 28, 2024
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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