KB
Kerrianne G. Brown
BROOKFIELD SECURITIES LLC
New York, NY 10281
Some features on this profile are disabled
CRD#: 7570482
KB
Professional summary
Kerrianne G Brown, who also goes by Kerrianne Brown, Kerri Brown, is a registered financial professional currently at BROOKFIELD SECURITIES LLC located in New York, New York.
Kerrianne is registered as a RR (Registered Representative) and started their career in finance in 2022. Kerrianne has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kerrianne Brown | Kerri Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kerrianne G Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2024 - Present
BROOKFIELD SECURITIES LLC
Office #1: 250 Vesey St 15th Floor, New York, NY 10281BD
CRD#: 327792
New York, NY
Past
March 21, 2024 - May 23, 2024
BROOKFIELD PRIVATE ADVISORS LLC
BD
CRD#: 151423
NEW YORK, NY
Past
August 22, 2022 - August 22, 2023
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/30/2024)
RR
Alaska(8/7/2024)
RR
Arizona(8/19/2024)
RR
Arkansas(10/3/2024)
RR
California(7/22/2024)
RR
Colorado(7/18/2024)
RR
Connecticut(8/1/2024)
RR
Delaware(7/25/2024)
RR
District of Columbia(8/27/2024)
RR
Florida(12/12/2024)
RR
Georgia(8/9/2024)
RR
Hawaii(8/22/2024)
RR
Idaho(7/3/2024)
RR
Illinois(10/18/2024)
RR
Indiana(8/22/2024)
RR
Iowa(7/19/2024)
RR
Kansas(8/5/2024)
RR
Kentucky(8/30/2024)
RR
Louisiana(7/3/2024)
RR
Maine(9/20/2024)
RR
Maryland(5/12/2025)
RR
Massachusetts(10/18/2024)
RR
Michigan(8/30/2024)
RR
Minnesota(10/22/2024)
RR
Mississippi(8/30/2024)
RR
Missouri(1/3/2025)
RR
Montana(8/30/2024)
RR
Nebraska(8/30/2024)
RR
Nevada(8/30/2024)
RR
New Hampshire(9/4/2024)
RR
New Jersey(9/27/2024)
RR
New Mexico(10/1/2024)
RR
New York(6/5/2024)
RR
North Carolina(8/30/2024)
RR
North Dakota(8/30/2024)
RR
Ohio(8/30/2024)
RR
Oklahoma(8/30/2024)
RR
Oregon(10/2/2024)
RR
Pennsylvania(9/10/2024)
RR
Puerto Rico(3/24/2025)
RR
Rhode Island(8/30/2024)
RR
South Carolina(1/29/2025)
RR
South Dakota(8/30/2024)
RR
Tennessee(9/19/2024)
RR
Texas(4/15/2025)
RR
Utah(9/25/2024)
RR
Vermont(8/30/2024)
RR
Virgin Islands(2/28/2025)
RR
Virginia(9/11/2024)
RR
Washington(9/9/2024)
RR
West Virginia(1/21/2025)
RR
Wisconsin(9/24/2024)
RR
Wyoming(1/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 8/20/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BROOKFIELD SECURITIES LLC
BROOKFIELD SECURITIES LLC
CRD#: 327792 / SEC#: , 8-71170
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
250 Vesey Street 15th Floor, New York, NY 10281
Mailing Address
250 Vesey Street 15th Floor, New York, NY 10281
Phone number
(212) 978-1737
Established
Delaware since 07/13/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
