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CRD#: 327792
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
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Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for BROOKFIELD SECURITIES LLC Comes From
Understanding the Statistics for BROOKFIELD SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Average Account Value
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HNWI
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Breakdown of Assets Under Management
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HNWI
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MISC
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Employees
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Registered
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Client Ratios
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Clients
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HNWI
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Firm Disclosures
No Disclosures
FIRM INFORMATION
Main Address
250 Vesey Street 15th Floor, New York, NY 10281
Mailing Address
250 Vesey Street 15th Floor, New York, NY 10281
Firm Size
Small
Phone Number
(212) 978-1737
Established
Delaware since 07/13/2023
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at BROOKFIELD SECURITIES LLC
RR
Rachel Wanying Russell
RR
CRD#: 4820201
Location:
New York, NY 10281
Company:
BROOKFIELD SECURITIES LLC
Disclosures:
Experience:
21 years
EB
Elisabeth Bedore
RR
CRD#: 5311786
Location:
New York, NY 10281
Company:
BROOKFIELD SECURITIES LLC
Disclosures:
Experience:
18 years
SL
Stephen Lande
RR
CRD#: 5158600
Location:
New York, NY 10281
Company:
BROOKFIELD SECURITIES LLC
Disclosures:
Experience:
13 years
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