Sarah Tepper-fazzari

FORTIS GROUP ADVISORS

Westwood, NJ 07675

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CRD#: 7569926

Professional summary

Sarah Tepper-fazzari is a registered financial advisor currently at FORTIS GROUP ADVISORS LLC located in Westwood, New Jersey and LPL FINANCIAL LLC located in Holmdel, New Jersey.

Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Sarah has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Tepper-fazzari's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2022 - Present

FORTIS GROUP ADVISORS LLC

Office #1: 345 Kinderkamack Road Suite B, Westwood, NJ 07675

RIA

CRD#: 290427

Westwood, NJ

Current

September 12, 2022 - Present

LPL FINANCIAL LLC

Office #1: 101 Crawfords Corner Road Suite 4125, Holmdel, NJ 07733

RIA

CRD#: 6413

Holmdel, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTIS GROUP ADVISORS LLC

CRD#: 290427 / SEC#: 801-112236

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(11/16/2022)

IAR

New Jersey
(12/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/14/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/12/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/19/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FORTIS GROUP ADVISORS LLC

CRD#: 290427 / SEC#: 801-112236

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

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Contact information

Main Address

345 Kinderkamack Road, Suite B, Westwood, NJ 07675

Mailing Address

Phone number

(201) 383-0630

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (2/14/2025)

WRAP FEE BROCHURE (2/13/2025)

Regulatory assets under management

Total Number of Accounts	4,733
AUM (Assets Under Management)	$ 799,559,515

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sarah Tepper-fazzari

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Tepper-fazzari's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTIS GROUP ADVISORS LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

FORTIS GROUP ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/14/2022

Series 7TO

Date: 9/12/2022

SIE

Date: 8/19/2021

FINRA

Current Firm

FORTIS GROUP ADVISORS LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORTIS GROUP ADVISORS LLC

TRUST BUT VERIFY

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