Tamal Roy
Professional summary
Tamal Roy is a registered financial professional currently at BENTLEY SECURITIES CORPORATION located in New York, New York.
Tamal is registered as a RR (Registered Representative) and started their career in finance in 2022. Tamal has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2024 - Present
BENTLEY SECURITIES CORPORATION
Office #1: 437 Madison Avenue 24th Floor, New York, NY 10022August 22, 2022 - November 15, 2023
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 79TO
Date: 8/21/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BENTLEY SECURITIES CORPORATION
CRD#: 25759 / SEC#: , 8-41879
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROMWELL, OLIVER DEAN | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 838160 |
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