Logan S. Epstein
Professional summary
Logan Shane Epstein, who also goes by Logan Epstein, is a registered financial professional currently at WOLFE RESEARCH SECURITIES located in New York, New York.
Logan is registered as a RR (Registered Representative) and started their career in finance in 2023. Logan has worked at 2 firms and has passed the Series 63, Series 7TO, Series 86, Series 87 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Logan Shane Epstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2023 - Present
WOLFE RESEARCH SECURITIES
Office #1: 757 Third Avenue Sixth Floor, New York, NY 10017February 6, 2023 - June 28, 2023
SMBC NIKKO SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2023)
Exams
Series 7TO
Date: 9/11/2023
General Securities Representative ExaminationFINRA
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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