RC
Robert Cozart
KESTRA ADVISORY SERVICES
Willoughby Hills, OH 44094
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CRD#: 7568970
RC
Professional summary
Robert Cozart is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Willoughby Hills, Ohio and KESTRA INVESTMENT SERVICES, LLC located in Willoughby Hills, Ohio.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Robert has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: SPORTS CARD SALES POSITION: Owner NATURE: Sales INVESTMENT RELATED: No # OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: 31723 Royalview Dr, Willowick OH 44095 DESCRIPTION: I buy, sell & trade sports cards & collectibles through various means- including ebay, myslabs.com, facebook marketplace, and local shows. Name: OTIUM FINANCIAL PLANNERS POSITION: Customer Service Associate NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2022ADDRESS: 34500 Chardon Rd #4, Willoughby OH 44094 DESCRIPTION: Currently answering phones, some administrative work while studying to pass Series 7 and Series 66 license exams. Once licensed, will move into Support Advisor role. Name: FINANCIAL PEACE UNIVERSITY AT LIFE POINT CHURCH POSITION: Class Coordinator NATURE: Financial Wellness Class INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2023 ADDRESS: 7671 Johnnycake Ridge Rd, Mentor OH 44060 DESCRIPTION: Facilitate the signup process and set up the space used for the class weekly at the church, Facilitate the group discussion after the video lessons, and answer any questions that class attendees may have.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Cozart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 34500 Chardon Rd. Ste #4, Willoughby Hills, OH 44094RIA
CRD#: 283330
Willoughby Hills, OH
Current
November 22, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 34500 Chardon Rd. Ste #4, Willoughby Hills, OH 44094BD
CRD#: 42046
Willoughby Hills, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/29/2023)
RR
Georgia(9/19/2023)
IAR
Ohio(1/9/2023)
RR
Ohio(1/10/2023)
RR
South Carolina(9/19/2023)
RR
Virginia(10/31/2025)
RR
Washington(4/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/22/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
