AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
BN

Benjamin E. Norouzi

CC SECURITIES
Stamford, CT 06901
CRD#: 7567887
Some features on this profile are disabled
BN
Benjamin Ethan NorouziCC SECURITIES

Professional summary

Benjamin Ethan Norouzi, who also goes by Ben Norouzi, is a registered financial professional currently at CC SECURITIES, LLC located in Stamford, Connecticut.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2026. Benjamin has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ben Norouzi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Ethan Norouzi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 18, 2026 - Present

CC SECURITIES, LLC

Office #1: 3 Landmark Square 5th Floor, Stamford, CT 06901Office #2: 3 Landmark Square 5th Floor, Stamford, CT 06901
BD
CRD#: 153523
Stamford, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/18/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/21/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 5/17/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/19/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CC SECURITIES, LLC
CC SECURITIES, LLC | CENTERCAP SECURITIES, LLC | CENTERCAP SECURITIES

CRD#: 153523 / SEC#: , 8-68546

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Loading...

Contact information

Main Address
3 Landmark Square 5th Floor, Stamford, CT 06901
Mailing Address
3 Landmark Square 5th Floor, Stamford, CT 06901
Phone number
(212) 620-2655
Established
Delaware since 12/07/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
THE CENTERCAP GROUP, LLCOWNER
BEESON, LISA EYLESOFFICER1735489
GAVLIK, MARGARET WASHBURNCCO1175128
MILLER, ANDREW DAVIDCFO/PRINCIPAL FINANCIAL OFFICER5106774
SMITH, DEBORAH LEANNECEO/PRINCIPAL OPERATIONS OFFICER4429184

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CC SECURITIES, LLC

CRD#: 153523Stamford, CT 06901

TRUST BUT VERIFY

Monitor Benjamin Norouzi

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Randy Brickman
Randy BrickmanAdvisorCheck Check Mark
PARK AVENUE SECURITIES LLC
IAR
RR
NORTH WOODMERE, NY
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
GREENWICH, CT
Brian Joseph Marchini
Brian MarchiniAdvisorCheck Check Mark
LPL ENTERPRISE, LLC
IAR
RR
WHITE PLAINS, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.