RZ
Ryan T. Zentz
PMG WEALTH MANAGEMENT
Hawthorn Woods, IL 60047
Some features on this profile are disabled
CRD#: 7566664
RZ
Professional summary
Ryan T Zentz, who also goes by Ryan Thomas Zentz, is a registered financial advisor currently at PMG WEALTH MANAGEMENT located in Hawthorn Woods, Illinois and LPL FINANCIAL LLC located in Hawthorn Woods, Illinois.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Ryan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Thomas Zentz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 09/01/2023 - Plan To Rise Above - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 05/15/2023 - PMG wealth management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 04/08/2024 - PMG Wealth Management - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 8/31/2023 - 160 Hrs/Mo; 40 Hrs During Trading - I provide investment advisory services through PMG Wealth Management, an independent investment advisor firm. I started this business activity in 08/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan T Zentz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2024 - Present
PMG WEALTH MANAGEMENT
Office #1: 60 Landover Pkwy, Ste. D, Hawthorn Woods, IL 60047RIA
CRD#: 285899
Hawthorn Woods, IL
Current
October 4, 2023 - Present
LPL FINANCIAL LLC
Office #1: 60 Landover Pkwy. Ste.d, Hawthorn Woods, IL 60047RIA
BD
CRD#: 6413
HAWTHORN WOODS, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PMG WEALTH MANAGEMENT
PMG WEALTH MANAGEMENT | PMG WEALTH MANAGEMENT, INC.
CRD#: 285899 / SEC#: 801-122740
RIA
Registered Investment Advisory firm - (11/22/2021 Approved)California
Registered Investment Advisory firm - (12/23/2021 Terminated)Florida
Registered Investment Advisory firm - (11/23/2021 Terminated)Illinois
Registered Investment Advisory firm - (11/23/2021 Terminated)Texas
Registered Investment Advisory firm - (11/23/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(3/22/2024)
IAR
Illinois(4/4/2024)
RR
Tennessee(4/30/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/4/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PMG WEALTH MANAGEMENT
PMG WEALTH MANAGEMENT | PMG WEALTH MANAGEMENT, INC.
CRD#: 285899 / SEC#: 801-122740
RIA
Registered Investment Advisory firm - (11/22/2021 Approved)California
Registered Investment Advisory firm - (12/23/2021 Terminated)Florida
Registered Investment Advisory firm - (11/23/2021 Terminated)Illinois
Registered Investment Advisory firm - (11/23/2021 Terminated)Texas
Registered Investment Advisory firm - (11/23/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
60 Landover Pkwy, Ste. D, Hawthorn Woods, IL 60047
Mailing Address
Phone number
(847) 550-6100
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 696 |
| AUM (Assets Under Management) | $ 164,749,480 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
