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William John Miller

NORTHVIEW ADVISORS
Alpharetta, GA
·CRD# 7566431·2 years experience

Professional Summary

William John Miller, who also goes by Bill J Miller IV, William John Miller Iv, is a registered financial advisor currently at NORTHVIEW ADVISORS LLC located in Alpharetta, Georgia. William is registered as a RR (Registered Representative) and started their career in finance in 2024. William has worked at 1 firm and has passed the Series 79TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill J Miller Iv, William John Miller Iv

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

NORTHVIEW ADVISORS LLC·CRD# 323786
BD
12220 Birmingham Hwy Bldg 30, Alpharetta, GA 30004
May 24, 2024 - Present

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Current Firm

NA
NORTHVIEW ADVISORS LLC

NORTHVIEW ADVISORS LLC | NORTHVIEW CAPITAL PARTNERS LLC

CRD#: 323786 / SEC#: 8-71005
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

300 Cole St, Austin, TX 78737

Mailing Address

300 Cole St, Austin, TX 78737

Phone Number

(512) 599-1766

Established

Texas since 12/19/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NORTHVIEW CAPITAL PARTNERS LLCMEMBER—
AGERTON, DEBORAH LYNNFINOP/PFO4460597
GRANETT, SAMUEL RAYCEO1576291
LINDQUIST, JOHN GERARDCCO/POO1557994

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 79TO — Investment Banking Registered Representative Examination

Passed May 2024About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2024About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view William John Miller's CRS (Customer Relationship Summary).

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