Samuel Ray Granett
Professional Summary
Samuel Ray Granett, who also goes by Sam Granett, is a registered financial advisor currently at NORTHVIEW ADVISORS LLC located in Austin, Texas. Samuel is registered as a RR (Registered Representative) and started their career in finance in 1986. Samuel has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, Series 72, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sam Granett
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
NORTHVIEW ADVISORS LLC | NORTHVIEW CAPITAL PARTNERS LLC
Contact Information
Main Address
300 Cole St, Austin, TX 78737Mailing Address
300 Cole St, Austin, TX 78737Phone Number
(512) 599-1766Established
Texas since 12/19/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/8/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 72 — Government Securities Representative Examination
Passed Jan 2023Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Samuel Ray Granett's CRS (Customer Relationship Summary).
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