Phillip A. Worley

WORTHWHILE WEALTH COUNCIL

Johnson City, TN 37601

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CRD#: 7565910

Professional summary

Phillip Andrew Worley is a registered financial advisor currently at WORTHWHILE WEALTH COUNCIL located in Johnson City, Tennessee.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Phillip has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Andrew Worley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2022 - Present

WORTHWHILE WEALTH COUNCIL

Office #1: 508 Princeton Rd Suite 301, Johnson City, TN 37601

RIA

CRD#: 126918

Johnson City, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/3/2022)

IAR

North Carolina
(7/19/2022)

IAR

Tennessee
(7/20/2022)

IAR

Virginia
(7/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2022

Uniform Investment Adviser Law Examination

Current Firm

WORTHWHILE WEALTH COUNCIL

CARRIER & MAURICE INVESTMENT ADVISORS | WORTHWHILE WEALTH COUNCIL | WEALTHWISE, INC. | CARRIER, MAURICE & WEBB WEALTH ADVISORS

CRD#: 126918 / SEC#:

Arizona

Registered Investment Advisory firm - (6/2/2014 Approved)

North Carolina

Registered Investment Advisory firm - (8/26/2020 Approved)

Tennessee

Registered Investment Advisory firm - (12/10/2003 Approved)

Virginia

Registered Investment Advisory firm - (5/24/2011 Approved)

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Contact information

Main Address

508 Princeton Rd Suite 301, Johnson City, TN 37601

Mailing Address

Phone number

(423) 610-0099

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	394
AUM (Assets Under Management)	$ 63,675,627

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Phillip A. Worley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Andrew Worley's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORTHWHILE WEALTH COUNCIL

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2022

Current Firm

WORTHWHILE WEALTH COUNCIL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WORTHWHILE WEALTH COUNCIL

TRUST BUT VERIFY

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