Curtis M. Pearsall

STRATEGIC FINANCIAL SERVICES

Utica, NY 13502

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CRD#: 7563274

Professional summary

Curtis Michael Pearsall is a registered financial advisor currently at STRATEGIC FINANCIAL SERVICES located in Utica, New York.

Curtis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Curtis has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Care Management Organization -268 Genesee St. Suite 202, Utica, NY 13502 Role: Connect Ed Treasurer and Member of Finance Committee. 0 Business Hours Devoted. Start Date 1/1/2024

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Michael Pearsall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2022 - Present

STRATEGIC FINANCIAL SERVICES

Office #1: 114 Business Park Drive, Utica, NY 13502

RIA

CRD#: 109677

Utica, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC FINANCIAL SERVICES

STRATEGIC FINANCIAL SERVICES | STRATEGIC INVESTMENT ADVISORS, INC. | STRATEGIC INVESTMENT ADVISORS INC | STRATEGIC FINANCIAL SERVICES, INC.

CRD#: 109677 / SEC#: 801-33774

RIA

Registered Investment Advisory firm - (2/17/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2022

Uniform Investment Adviser Law Examination

Current Firm

STRATEGIC FINANCIAL SERVICES

STRATEGIC FINANCIAL SERVICES | STRATEGIC INVESTMENT ADVISORS, INC. | STRATEGIC INVESTMENT ADVISORS INC | STRATEGIC FINANCIAL SERVICES, INC.

CRD#: 109677 / SEC#: 801-33774

RIA

Registered Investment Advisory firm - (2/17/1989 Approved)

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Contact information

Main Address

114 Business Park Drive, Utica, NY 13502

Mailing Address

Phone number

(315) 724-1776

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRATEGIC FINANCIAL SERVICES BROCHURE (11/21/2025)

Regulatory assets under management

Total Number of Accounts	3,368
AUM (Assets Under Management)	$ 2,281,912,091

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
07/23/2024	Cover Page	Report
01/11/2024	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Curtis M. Pearsall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Michael Pearsall's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC FINANCIAL SERVICES

Primary Firm SEC Registration

STRATEGIC FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2022

Current Firm

STRATEGIC FINANCIAL SERVICES

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC FINANCIAL SERVICES

TRUST BUT VERIFY

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