Devin B. Moore
Professional summary
Devin Bryan Moore is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Broomfield, Colorado and NYLIFE SECURITIES LLC located in Broomfield, Colorado.
Devin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Devin has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Devin Bryan Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2026 - Present
EAGLE STRATEGIES LLC
Office #1: 370 Interlocken Blvd, Suite 620, Broomfield, CO 80021October 2, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 370 Interlocken Blvd. Suite 620, Broomfield, CO 80021-8015Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/25/2023)
(9/9/2026)
(10/25/2023)
(6/17/2024)
(10/20/2023)
(10/30/2023)
(9/9/2026)
Exams
What does exam status mean?
Series 7TO
Passed: 2/12/2025
General Securities Representative ExaminationSeries 6TO
Passed: 9/30/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 133,900 |
| AUM (Assets Under Management) | $ 32,040,850,438 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/27/2026 | ||
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Broomfield, CO 80021TRUST BUT VERIFY
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