Gaston O. Lema
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gaston Oscar Lema was a registered financial professional .
Gaston is a previously registered financial professional and started their career in finance in 2023. Gaston had worked at 1 firm and has passed the Series 65 exam.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2023 - December 31, 2023
GALLEON INVESTMENT ADVISORS LLC
State Registrations and Notice Filings
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Current Firm
GALLEON INVESTMENT ADVISORS LLC
CRD#: 321792 / SEC#:
Contact information
Red Flags
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