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BR

Brittany L. Rhoades

BETTERMENT SECURITIES
Rural Hall, NC
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CRD#: 7560572
BR

Professional summary


Brittany Leann Rhoades, who also goes by Brittany Leann Federici, is a registered financial professional currently at BETTERMENT SECURITIES located in Rural Hall, North Carolina.

Brittany is registered as a RR (Registered Representative) and started their career in finance in 2024. Brittany has worked at 1 firm and has passed the Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brittany Leann Federici

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brittany Leann Rhoades's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 31, 2024 - Present

BETTERMENT SECURITIES

BD
CRD#: 47788
Rural Hall, NC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7TO
Date: 5/31/2024
General Securities Representative Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BS
BETTERMENT SECURITIES
BETTERMENT SECURITIES | PARK HILL CAPITAL, INC. | MTG, LLC

CRD#: 47788 / SEC#: , 8-51906

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
450 West 33rd Street 11th Floor, New York, NY 10001
Mailing Address
450 West 33rd Street 11th Floor, New York, NY 10001
Phone number
(212) 228-1328
Established
New York since 07/22/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BETTERMENT HOLDINGS, INC.PARENT COMPANY
FELDMAN, RICHARD MARKPRINCIPAL FINANCIAL OFFICER2273453
KHENTOV, BORISPRESIDENT6216649
KRAMER, ANDREW JOHNATHANPRINCIPAL OPERATIONS OFFICER6393302
ROSENBLOOM, SETH JOSEPHCHIEF LEGAL OFFICER6612490
WOLDOW, BRIAN JEFFREYCHIEF COMPLIANCE OFFICER2773616

Disclosures


Regulatory Event2

Red Flags


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Company Information


BETTERMENT SECURITIES

CRD#: 47788Rural Hall, NC

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