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AS

Alexis A. Silverman

AQ TECHNOLOGY PARTNERS LLC
Redwood City, CA 94065
Some features on this profile are disabled
CRD#: 7560565
AS

Professional summary

Alexis Anne Silverman, who also goes by Alexis Silverman, is a registered financial professional currently at AQ TECHNOLOGY PARTNERS LLC located in Redwood City, California.

Alexis is registered as a RR (Registered Representative) and started their career in finance in 2023. Alexis has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alexis Silverman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexis Anne Silverman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 12, 2023 - Present

AQ TECHNOLOGY PARTNERS LLC

Office #1: 203 Redwood Shores Parkway, Suite 530, Redwood City, CA 94065
BD
CRD#: 304996
Redwood City, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/26/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 9/26/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/11/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/28/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AT
AQ TECHNOLOGY PARTNERS LLC
AQ TECHNOLOGY PARTNERS LLC

CRD#: 304996 / SEC#: , 8-70378

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
203 Redwood Shores Parkway, Suite 530, Redwood City, CA 94065
Mailing Address
203 Redwood Shores Parkway, Suite 530, Redwood City, CA 94065
Phone number
+1 (650) 609-3100
Established
California since 03/18/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AQ HOLDINGS, LLCOWNER
BENNETT, CHRISTIAN ANTHONYPRINCIPAL4862477
JUILIANO, COLLEEN JANEFINOP4818898
MANION, PATRICK CONORMANAGING MEMBER5184871
SACHSE, MATTHEW ALLANPRESIDENT & CCO4845930

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AQ TECHNOLOGY PARTNERS LLC

CRD#: 304996Redwood City, CA 94065

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